CFA协会对CFA工作经验的要求

发表时间： 2014/08/29

　　以下是CFA协会指定的工作经验要求，主要是利用经济的，统计的，财务的信息进行投资决策分析，注重的工作的实质而不仅仅是职务，工作经验可以在考前、考中、考后累计，以下是CFA协会网站上对于工作经验的详细要求：

　　　　Work Experience Guidelines

　　　　FOR THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE 2005 EXAMINATION YEAR AND WHO SUCCESSFULLY COMPLETE THE PROGRAM BY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

　　　　Work Experience Guidelines For Eventual Award of the CFA? Charter

　　　　Three years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions.

　　　　Acceptable work experience includes activities that consist to a significant extent of collecting, evaluating, or applying financial, economic, or statistical data (as appropriate) as part of the investment decision-making process; or supervising, directly or indirectly, persons who practice such activities; or the teaching of such activities. The investment decision-making process is the professional practice of financial analysis, investment management, securities analysis, or other similar activities.

　　　　CFA? CANDIDATES ARE REQUIRED TO SPEND AT LEAST 40 PERCENT OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

　　　　Accountant

　　　　Actuary

　　　　Auditor

　　　　Bank Examiner

　　　　Bank Lending (corporate)

　　　　Business Appraiser

　　　　Client Services Manager

　　　　Compliance Examiner

　　　　Consultant on Investment Manager Selection/Investment Policy

　　　　Corporate Chief Financial Officer

　　　　Corporate Controller (not financet investment)

　　　　Derivatives Analyst

　　　　Director of Finance

　　　　Director of Mutual Funds

　　　　Economist (involved in investment decision-making process)

　　　　Financial Journalist (Editor/Reporter/Publisher)

　　　　Financial Planner

　　　　Internal Corporate Planning Analyst

　　　　Internal Management of Investment Firm

　　　　Investment Banking/Corporate Finance Consultant

　　　　Investment Sales (consultative)

　　　　Investment Strategy Formulation

　　　　Investor Relations

　　　　Management Consultant (excluding personnel)

　　　　Marketer (of investment management services, funds, securities, etc.)

　　　　Mutual Fund Sales/Trainer

　　　　Options/Futures/Commodities Analyst

　　　　Portfolio Administrator

　　　　Portfolio Manager

　　　　Portfolio Performance Evaluator

　　　　Portfolio Strategist

　　　　Product/Software Developer (of investment-related products rvices)

　　　　Professor/Instructor (investment, finance, and economics, or non-financial business administration)

　　　　Quantitative Investment Analyst

　　　　Real Estate Investment Manager

　　　　Risk Analyst (securities related)

　　　　Securities and Investment Analyst

　　　　Securities Regulation

　　　　Securities Trader

　　　　Securities Underwriter

　　　　Stockbroker/Registered Representative

　　　　Valuator of Closely Held Business

　　　　Valuator of Mergers/Acquisitions

　　　　Venture Capital Investment (not securities)

　　　　FOR THOSE WHO ARE REGISTERING FOR THE 2005 PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE PROGRAM AFTER 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

　　　　Work Experience Guidelines For Eventual Award of the CFA? Charter

　　　　Four years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions. Acceptable Professional Work Experience as it relates to applicants seeking to become Charterholder Members, or Regular Members, includes activities that consist to a majority extent of:

　　　（i) evaluating or applying financial, economic and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or

　　　　(ii) supervising, directly or indirectly, persons who practice such activities; or

　　　　(iii) teaching such activities.

　　　　CFA? CANDIDATES ARE REQUIRED TO SPEND 50 PERCENT OR MORE OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

　　　　1. Client Service Representative or Relationship Manager

　　　　2. Compliance Analyst/Officer

　　　　3. Investment Consultant

　　　　4. Corporate Chief Financial Officer

　　　　5. Corporate Finance Analyst

　　　　6. Investment Banking Analyst

　　　　7. Derivatives Analyst

　　　　8. Economist

　　　　9. Institutional Sales Professional/Business Development

　　　　(Buy & Sell Side)

　　　　10. Investment Strategist

　　　　11. Portfolio Manager